1) So BR asks me if I came in yesterday, because Boss said she drove by and didn't see my car. NOTE: Apparently she trusts nobody. Boss did not see any of my work nor any of the printouts that I put in her inbox! She trusts no one.
2) Boss wanted HK to make changes to 2 variable annuity allocations without telling the client beforehand. She wanted HK to make the changes and then to send the client a note that they did it. HK took the correct course of action and called the clients, because these accounts are not discretionary. Client Jensen wanted an e-mail why a reallocation is being recommended.
3) Boss got paperwork mixed up regarding Client Hacket. Apparently Boss thought there was Pimco paperwork needed, but the securities are held at the Pershing LLC level, so Pershing LLC paperwork is the only thing needed. The Pershing LLC paperwork was already in the client file awaiting signature; however, Boss did not have them sign it. Now the client has to come back in this Friday. HK called the client and the client even said they thought it was weird that there was no paperwork to sign.
Monday, 18-January-2010
Came in today to do some summaries.
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